Entire Section

  • Notifications to the DFSA

    • PIB 3.2.6

      (1) This Rule applies to an Authorised Firm in Category 3B, 3C, 3D or 4.
      (2) An Authorised Firm must notify the DFSA immediately and confirm in writing if its Capital Resources fall below 120% of its Capital Requirement.
      Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]
      [Added] DFSA RMI270/2020 (Made 26th February 2020). [VER36/04-20]