Control of Inside Information
Reporting Entityof a Listed Fundmust establish effective arrangements to deny access to Inside Informationto Personsother than those who require it for the exercise of their functions within the Reporting Entityor the Listed Fund.
Reporting Entityof a Listed Fundmust establish and maintain adequate systems and controls to enable it to identify at all times any Personworking for it under a contract of employment or otherwise, who has or may reasonably be likely to have access to Inside Informationrelating to the Reporting Entityor the Listed Fundas is applicable, whether on a regular or occasional basis.
Reporting Entityof a Listed Fundmust take the necessary measures to ensure that its Directors, Membersof the Governing Bodyand Employeeswho have or may have access to Inside Informationacknowledge the legal and regulatory duties entailed, and are aware of the sanctions attaching to the misuse or improper use or circulation of such information.
Reporting Entityof a Listed Fundmust nominate two individuals to be its main points of contact with the DFSAin relation to continuing disclosure and other obligations under this chapter.