MKT 9.8 MKT 9.8 Provision of Information to the DFSA
Applicantor Listed Entitymust provide to the DFSAas soon as possible:(a) any information and explanations which the DFSAmay reasonably require to decide whether to grant an application for admission;(b) any information which the DFSAconsiders appropriate to protect investors or ensure the smooth operation of the market; and(c) any other information or explanation which the DFSAmay reasonably require to verify whether the Listing Rulesare being and have been complied with.
An Applicant or
Listed Entitywhich is required by these Listing Rulesto provide information to the DFSAmust provide such information as soon as possible.
Listed Entitymust ensure that information required to be disclosed to the market under these Rulesis disseminated to the market through one or more Regulatory Announcement Services.
Listed Entitymust take reasonable care to ensure that information required to be provided to the DFSAor disclosed to the market under these Rulesis not misleading, false or deceptive and does not omit anything likely to affect the import of such information.
Notification of Documents Sent to Shareholders
MKT 9.8.5 MKT 9.8.5
Listed Entityprovides any material document to the shareholders of its Listed Securities, it must disclose that it has done so as soon as possible by way of market disclosure in accordance with Rule 4.7.1.
MKT 9.8.5 Guidance
DFSAwould consider that a document has been made available to the public if, following the public disclosure, the document is available on the Listed Entity'swebsite or on the website of the AMIon which its Securitiesare admitted to trading.
MKT 9.8.6 MKT 9.8.6
Listed Entitymust ensure that the DFSAis provided with up to date contact details of appropriate Personsnominated by it to act as the first point of contact with the DFSAin relation to the Listed Entity'scompliance with the Markets Rules and the Markets Law, as applicable.
MKT 9.8.6 Guidance
DFSAwould expect a Listed Entity'scontact in Rule 9.8.6 to be of sufficient seniority and influence within the company given the nature of the information which such Personwould be dealing with and the importance of the role in maintaining the Listed Entity'scompliance with the Markets Rules and Law.