Entire Section

  • Co-operation with Sponsors

    • MKT 7.1.9

      A Person who is required to appoint a sponsor in respect of a Prospectus Offer must take reasonable steps to ensure that it and its Employees:

      (a) provide such assistance as the sponsor reasonably requires to discharge its duties;
      (b) give the sponsor right of access at all reasonable times to relevant records and information;
      (c) do not interfere with the sponsor's ability to discharge its duties;
      (d) do not provide misleading or deceptive information to the sponsor; and
      (e) report to the sponsor any matter which may significantly affect the financial position of the Person issuing the Securities or the price or value of the Securities.
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]

    • MKT 7.1.10

      A sponsor must notify the DFSA of any non co-operation by the Person making the Prospectus Offer or the Employees of that Person.

      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]