Entire Section

  • MKT 6.9.1 MKT 6.9.1

    A Reporting Entity of a Listed Fund must, in order to comply with the requirements in this section, file with the DFSA the annual financial report and interim financial report and other statements in respect of the Listed Fund. Such reports and statements must be prepared, in the case of:

    (a) a Domestic Fund, in accordance with the requirements relating to the annual and interim reports under the Collective Investment Law 2010 and the CIR Rules; and
    (b) a Foreign Fund, in accordance with the applicable requirements in the jurisdiction in which the Fund is domiciled or established.
    Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]

    • MKT 6.9.1 Guidance

      Under Rule 6.2.1, a Foreign Fund can be admitted to trading on an Authorised Market Institution if it is either a Designated Fund from a Recognised Jurisdictions or approved by the DFSA as a Fund subject to equivalent regulation. Accordingly, such Funds would be subject to financial and periodic reporting requirements that are similar to the financial reporting requirements applicable to Domestic Funds.

      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]