Entire Section

  • MKT 4.7 MKT 4.7 Manner of Market Disclosure

    • MKT 4.7.1

      (1) When a Reporting Entity is required to make market disclosure of any information, such information must be released to the market by way of an announcement made:
      (a) to the Authorised Market Institution on which the Securities are admitted to trading;
      (b) on the website of the Reporting Entity; and
      (c) to any approved Regulatory Announcement Service.
      (2) The disclosure in (1) must also be concurrently provided to the DFSA.
      (3) Without prejudice to its obligations relating to market disclosure, a Reporting Entity must take reasonable care to ensure that any information it is required to disclose is clear, fair and not misleading, false or deceptive.
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
      [Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]

      Click here to view the DFSA's approved RAS

      Click here to view the DFSA's approval criteria for RAS.

    • MKT 4.7.2

      The DFSA may, upon application by a Person or on its own initiative, approve a Regulatory Announcement Service for the purposes of making the disclosure in 4.7.1(c).

      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]

    • MKT 4.7.3

      A Reporting Entity must retain on its website all information that has been disclosed to markets for a period of one year following publication.

      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]