Entire Section

  • MKT 2.5.5 MKT 2.5.5

    Where a Prospectus contains a Registration Statement produced prior to the date of the Summary and the Securities Note, the Person producing the Prospectus must ensure that both the Summary and the Securities Note:

    (a) state the date of preparation of the Registration Statement; and
    (b) update any disclosure in the Registration Statement to the extent necessary in order to comply with these Rules by setting out on the front page of the Securities Note:
    (i) if relevant, the website at which any subsequent disclosure is made available; and
    (ii) an address at which the full text of any such disclosures is made available free of charge.
    Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
    [Amended] RM163/2015 (Made 9th December 2015). [VER7/02-16]
    [Amended] DFSA RM171/2016 (Made 10th February 2016). [VER8/04-16]

    • MKT 2.5.5 Guidance

      1. The above provisions are designed to provide flexibility so that Persons making Prospectus Offers can make multiple offers using the same Registration Statement. However, care should be taken to ensure that the Registrations Statement and the Securities Note together provide all the information required to be contained in a Prospectus pursuant to Article 15(1) of the Law and the Rules.
      2. There are additional disclosure requirements applicable to Islamic Securities contained in the IFR module.
      3. Where the term "Prospectus Offer" is used in this section reference to a Person, such a Person is either making an Offer of Securities to the Public or seeking to have Securities admitted to trading on an Authorised Market Institution (see the definition in Article 14(4)(a) of the Law).
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
      [Amended] RM163/2015 (Made 9th December 2015). [VER7/02-16]