Entire Section

  • MKT 2.2 MKT 2.2 Exempt Communications

    • MKT 2.2 Guidance

      Exempt Communications are not Offers of Securities to the Public and therefore do not attract the Prospectus requirements in the Law and Rules.

      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]

    • MKT 2.2.1

      For the purposes of Article 12(c) of the Law, in addition to the Exempt Communications specified in the Law, a communication is hereby prescribed by the DFSA as an Exempt Communication if it is made:

      (a) in connection with the trading of Securities that are listed and traded on a Regulated Exchange; and
      (b) in the ordinary course of business of an Authorised Firm or Recognised Member.
      Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]