Entire Section

  • Requiring Information and Documents

    • RPP 3-2-32

      Apart from reports such as regular prudential returns, the DFSA may from time to time also request from an Authorised Firm additional supplementary information and documents, including non-financial information such as an Authorised Firm's internal policies on particular areas of risk or its organisational chart.

      Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]