Entire Section

  • Prudential Returns for Authorised Firms

    • RPP 3-2-17

      An Authorised Firm is required to submit periodic prudential returns. In addition, an Authorised Firm may be required to submit copies of its Group's annual interim and audited accounts. The DFSA may also require an Authorised Firm to provide copies of Group returns which are sent to any other regulator.

      Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]