Entire Section

  • GEN 3.6.3 GEN 3.6.3

    An Authorised Firm must ensure that a Financial Promotion it has approved complies with the requirements in this chapter on an on-going basis.

    Added in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]

    • GEN 3.6.3 Guidance

      An Authorised Firm which proposes to approve a Financial Promotion where all or part of that promotion will be real time, such as a live event, will need to consider whether it is able to comply effectively with any relevant Rules in relation to the Financial Promotion or its approval.

      Added in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]