Entire Section

  • Record Keeping

    • CIR 15.1.11

      (1) Without limiting any requirements under COB, an Authorised Firm must keep records that are sufficient to demonstrate due compliance with the requirements in the Rules in this chapter.
      (2) The records in (1) must be maintained for a minimum of six years.
      Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]