Entire Section

  • Clients to Whom Offers of Units of Foreign Funds can be Made

    • CIR 15.1.1A

      An Authorised Firm must not, in or from the DIFC, Offer a Unit of a Foreign Fund to a Retail Client unless the Units of the Foreign Fund can be offered, under the home jurisdiction regulation applying to that Fund, to retail investors.

      Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]
      [Amended] RM235/2019 (Made 20th February 2019). [VER24/02-19]