Entire Section

  • Investments of an Umbrella Fund

    • CIR 13.7.2 CIR 13.7.2

      A Fund Manager of an Umbrella Fund must ensure that none of its Sub-Funds invests in another of its Sub-Funds.

      Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]

      • CIR 13.7.2 Guidance

        Requirements that apply to other Funds apply to Umbrella Funds equally, although there are some Umbrella Fund specific requirements. For convenience of reference, key provisions specific to Umbrella Funds are identified in the following Table.

        Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]

    • CIR 13.7.3

      Additional requirements specific to Umbrella Funds

      Rule Requirements
      CIR Rule 3.1.10 Definition
      CIR Rule 13.7.1 Form of an Umbrella Fund
      CIR Rules 9.4.2 Annual and interim reports
      CIR Rules 9.4.6 Content of the annual report of an Umbrella Fund
      CIR Rules 9.4.9 Fund Manager's Report
      CIR Rules 13.7.2 Investment restrictions applicable to Fund of Funds when investing in a Sub-Fund
      CIR AppA7.1.1(2)(h)&17 Content of a Public Fund Prospectus
      CIR Rules 14.3.5 Content of a Short Form Prospectus
      Rules CIR 16.1.1, CIR 16.1.3(3) (4) & (5) Transfer schemes
      Rules CIR 17.1.1 & CIR 17.1.6 Winding up
      Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]