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  • The Application for Registration

    • CIR 10.2.1

      (1) An application pursuant to Article 28 of the Law for the registration of a Public Fund must be made to the DFSA by the Body Corporate which is to be the Fund Manager of a Domestic Fund. If the Fund is an Investment Trust, then the Trustee and Fund Manager must jointly apply.
      (2) The Fund Manager and, if applicable, the Trustee must complete and submit the appropriate form or forms in AFN.
      (3) In addition to the requirements of Article 28(4) of the Law, the application must be accompanied by certification by the Fund's legal advisers to the effect that:
      (a) the Constitution of the Fund complies with the requirements prescribed under the Law and under these Rules;
      (b) the Prospectus complies with the requirements prescribed under the Law and under these Rules; and
      (c) if the Fund is managed by an External Fund Manager, the requirements in CIR section 6.1 are met.
      Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]

    • CIR 10.2.2

      In assessing an application for registration, the DFSA may:

      (a) make any enquiries which it considers appropriate, including enquiries independent of the Fund Manager and Trustee; or
      (b) require the Fund Manager or Trustee to provide further information.
      Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]