Entire Section
Periodic Statements
IFR 5.2.3
(1) COB section 6.10 applies to anAuthorised Firm as if theAuthorised Firm is an investment manager in respect of thoseClients who arePSIA holders.(2) In addition to the requirements of COB section 6.10, an Authorised Firm must ensure that a periodic statement provided to aClient contains the following information:(a) details of the performance of theClient's investment;(b) the allocation of profit between theAuthorised Firm and theClient ; and (c) where applicable, details of changes to the investment strategies that may affect theClient's account or portfolioDerived from DFSA RM69/2010 (Made 1st March 2010). [VER1/03-10]