Entire Section

  • General Information

    • COB A4.1.1

      Pursuant to COB section 6.10, a periodic statement, as at the end of the period covered, must contain the following general information:

      (a) the number, description and value of each Investment;
      (b) the amount of cash held;
      (c) the total value of the portfolio; and
      (d) a statement of the basis on which the value of each Investment has been calculated.
      Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]