Entire Section

  • GEN 2.12.2 GEN 2.12.2

    Pursuant to Article 20(3) of the Collective Investment Law 2010, a Person is hereby prescribed by the DFSA as not Managing a Collective Investment Fund merely because that Person:

    (a) is acting as an agent, employee or delegate of the Fund Manager; or
    (b) takes steps to wind up or dissolve a Fund or remedy a defect that led to a Fund being deregistered.
    [Added] DFSA RM56/2008 (Made 1st July 2008). [VER19/07-08]
    [Amended] DFSA RM72/2010 (Made 11th July 2010) [VER26/07-10]