Entire Section
GEN 9.1 GEN 9.1 Application
GEN 9.1.1
This chapter applies to every
Authorised Firm , other than aRepresentative Office and aCredit Rating Agency , carrying on aFinancial Service in or from theDIFC as follows:(a) GEN Section 9.2 applies to anAuthorised Firm carrying on aFinancial Service with or for aRetail Client ;(b) GEN Section 9.3 applies to anAuthorised Firm carrying on aFinancial Service with or for aProfessional Client ; and(c) GEN Section 9.4 sets out additional requirements that apply to an Authorised Firm carrying on the Financial Service of Providing Money Services or Arranging or Advising on Money Services.[Added] DFSA RM56/2008 (Made 1st July 2008). [VER19/07-08]
[Amended] DFSA RM68/2009 (Made 3rd January 2010). [VER24/01-10]
[Amended] DFSA RM96/2012 (Made 24th July 2012) [VER30/07-12]
[Amended] DFSA RMI266/2020 (Made 26th February 2020). [VER48/04-2020]