PRU-EPRS 1.31 PRU-EPRS 1.31 Instructional Guidelines — Form B190 — Asset Management, Custody & Trust services
Form B190 — This form is designed to capture data regarding asset management , custody and trust service activities, covering both the business arising out of services provided in the
DIFCand services arranged from the DIFC.
This form is applicable to
Authorised Firmslicensed to undertake Managing Assets, managing a PSIA(restricted), Providing Trust Services, Providingor Arranging Custody, Advisingon Financial Productsor Creditor Arranging Creditor Dealsin Investments. This includes Authorised Firmsoperating as a Branchin the DIFC.
The form is intended to capture information pertaining to the number of
Clients, net new assets during the reporting period and the total assets under management of the Authorised Firmacross asset management, custody and trust services activity. The form seeks to capture the data in respect of services provided in the DIFCas well as services arranged from the DIFC. The form also requires classification of the data across different types of fund structures and Clientsegments.
Structure of the form in EPRS
Form B190 comprises three sections, seeking data about asset management, custody and trust services activity. The information is sought in respect of services provided in the
DIFCas well as services arranged from the DIFC.Derived from GM5/2007 (Made 16th December 2007). [VER1/12-07]
PRU-EPRS 1.31 Instructional Guidelines1. All figures relating to income statement items, expense accounts, volumes, activity levels, number of accounts or units sold / traded and any other data relating to amounts invested / deposited except outstanding balances in any of the quarterly returns should correspond to the current reporting period (quarter) and not cumulative or year-to-date amounts.2. Authorised firms are required to report all data on assets under management in
USDequivalent, including the assets denominated in other currencies. Authorised Firmsare required to report all accounts of their Clients, including accounts booked other than in the DIFCfor which the firm provides only advisory or arranging services. Authorised Firmsinvolved in managing PSIA(restricted) accounts for their Clientsare required to include the data on such PSIAaccounts in this form.Derived from GM5/2007 (Made 16th December 2007). [VER1/12-07]