Entire Section

  • Fraud

    • GEN 5.3.28

      An Authorised Person must establish and maintain effective systems and controls to:

      (a) deter and prevent suspected fraud against the Authorised Person; and
      (b) report suspected fraud and other financial crimes to the relevant authorities.
      [Added]DFSA RM43/2007 (Made 1st June 2007). [VER14/06-07]
      Amended in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]