Skip to main content
AR
CONSUMERS
PUBLIC REGISTER
Media Centre
CAREERS
CONTACT US
AR
About Us
Our Purpose
Who We Are
Corporate Social Responsibility
How We Regulate
International Assessment
Our Structure
Our Structure
Governance
Board of Directors
Executive Team
Financial Markets Tribunal
Board Committees
Laws and Rules
Legal Resources
Legislation
Consultation Papers
Policy Statements
Amendments to Legislation
DFSA Administered Laws
DFSA RuleBook
What We Do
Authorisation
About Authorisation
Firms
Individuals
Market Institutions
How to Prepare to Apply
How We Assess Applications
Authorisation Timeline
Tips For Applicants
Getting Help
Islamic Finance
Islamic Finance Regulatory Regime
Registration
About Registration
Registered Auditors
DNFBP
Recognition
About Recognition
Recognised Body
Recognised Members
Supervision
About Supervision
Firms
Market Institutions
Recognised Bodies / Members
DNFBP
Registered Auditors
Approved Individuals
AML, CTF & Sanctions Compliance
Collective Investment Funds
Enforcement
About Enforcement
Regulatory Actions
Your Resources
Consultation Papers
Discussion Papers
Publications & Reports
About
Annual Report
DFSA in Action
Business Plan
Thematic Reviews
Stakeholder Surveys
Markets Publications
SEO Letters
Other Reports
DFSA Listing Authority
Laws & Rules
Systems & Reporting
Guides & Handbooks
Speeches & Presentations
FAQ
Forms & Checklists
Forms
Checklists
Fees
Public Register
Firms
Individuals
Waivers & Modification Notices
Funds
Notices
DFSA Alerts
Alerts
How to avoid being scammed
Supervised Firm Contact Form
DFSA Listing Authority
Checklists
Forms
Approved Documents
Regulatory Disclosure
Disclosure Database
Regulatory Announcement
Official List of Securities
Knowledge Base
Delisted Securities
About Us
Our Purpose
Who We Are
Corporate Social Responsibility
How We Regulate
International Assessment
Our Structure
Our Structure
Governance
Board of Directors
Executive Team
Financial Markets Tribunal
Board Committees
Laws and Rules
Legal Resources
Legislation
Consultation Papers
Policy Statements
Amendments to Legislation
DFSA Administered Laws
DFSA RuleBook
What We Do
Authorisation
About Authorisation
Firms
Individuals
Market Institutions
How to Prepare to Apply
How We Assess Applications
Authorisation Timeline
Tips For Applicants
Getting Help
Islamic Finance
Islamic Finance Regulatory Regime
Registration
About Registration
Registered Auditors
DNFBP
Recognition
About Recognition
Recognised Body
Recognised Members
Supervision
About Supervision
Firms
Market Institutions
Recognised Bodies / Members
DNFBP
Registered Auditors
Approved Individuals
AML, CTF & Sanctions Compliance
Collective Investment Funds
Enforcement
About Enforcement
Regulatory Actions
Your Resources
Consultation Papers
Discussion Papers
Publications & Reports
About
Annual Report
DFSA in Action
Business Plan
Thematic Reviews
Stakeholder Surveys
Markets Publications
SEO Letters
Other Reports
DFSA Listing Authority
Laws & Rules
Systems & Reporting
Guides & Handbooks
Speeches & Presentations
FAQ
Forms & Checklists
Forms
Checklists
Fees
Public Register
Firms
Individuals
Waivers & Modification Notices
Funds
Notices
DFSA Alerts
Alerts
How to avoid being scammed
Supervised Firm Contact Form
DFSA Listing Authority
Checklists
Forms
Approved Documents
Regulatory Disclosure
Disclosure Database
Regulatory Announcement
Official List of Securities
Knowledge Base
Delisted Securities
DFSA Rulebook
Home Page
Laws
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Archive
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Rule Making Instruments
2020
2019
2018
2017
2016
2015
2014
2013
2012
2011
2010
2009
2008
2007
2006
2005
2004
